Providing investment management firms with a cloud native, data lake fueled Intelligent Compliance
Platform to:
• Supervise daily trades & transactions and complete conduct reviews.
• Meet UK Consumer Duty obligations around KYC/KYP Suitability.
Adding 50% greater capacity for wealth management compliance teams.
The Intelligent Compliance Platform collects data to pre-populate across multiple workflows, allowing
wealth firms to consolidate vendors, reduce end-point products, and maximize the cost and time of
integrating their daily custodial data with one versus multiple software vendors.
Friday Apr 19, 2024 , 10:45 AM - 11:15 AM
Kindly update your Privacy Settings below:
Allow direct member community messages:
You can always revisit these settings in your profile.